| 03/07/2006 |
Appendix D6 added. Investment Business ("Not fit and proper") Regulations 2005 |
| 24/11/2005 |
Appendix A - Investment Business Act 1991. Updated with amendments made by the Fiduciary Services Act. |
| 12/09/2005 |
Updated Section 1,2 & 4 |
| 12/09/2005 |
Addition of Appendix J - Licensing Policy |
| 18/10/2004 |
Addition of Appendix E6 - Investment Business (Exemption) (Temporary Business Continuity Operations) Regulations 2002 |
| 06/01/2004 |
Amendment to include as Appendix C8 the Stockbrokers Regulatory Code (with associated references throughout the introductory chapters). This Code only applies to Category 5 investment business licenceholders. |
| 25/04/2003 |
Update to fees regulations. |
| 18/02/2003 |
New sub-section added (2.5) in relation to Exemption for Disaster Recovery Operations |
