Regulated Fund
Legislation
- Collective Investment Schemes Act 2008
- Collective Investment Schemes (Regulated Fund) Regulations 2010
Guidance
- High Level Key Features - Regulated, Qualifying and Specialist Funds
- Guidance on the process of becoming a manager of a regulated fund
- Permitted structures for scheme types
- Annual Report and Audited Financial Statements ("the Accounts")
- Promotion of Full International Schemes, Specialist Funds, Qualifying Funds, Experienced Investor Fund and Professional Investor Funds
- Protected Cell Companies
- Inward Outsourcing
- Pricing Errors
- Funds - Valuation & Fee Charging
- Hedge Fund Valuation Policy
- Fund Management Association – Sound Practice Guidelines
- Guidance note on Companies incorporated under the Companies Act 2006
Forms
- Initial request to act as manager of a regulated fund
- Detailed request to act, or continue to act, as manager of a regulated fund
- Governing Body Responsibility Statement for a regulated fund
- Annual Compliance Return for a regulated fund
- Statistical information to be supplied to the Commission within 15 working days of the end of each calendar quarter
- Pricing errors to be notified to the Commission within 15 business days after the end of each calendar quarter
